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EMI Safeguarding Policy Template (Segregation method)


This template Safeguarding Policy document describes the specific policies and procedures that an EMI could operate in regard to the safeguarding of customer funds received in relation to the provision of regulated services. The policy forms part of the overall compliance framework with the objective of providing staff with guidance on the EMI's safeguarding arrangements. The safeguarding obligations are quite complex and the FCA expect firms to have clearly documented their approach - the Safeguarding Policy document is key. 

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